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6th Annual Regulation Asia Awards for Excellence

Asia-Pacific’s leading regulatory awards programme.

Introduction

These prestigious awards recognise the continuing excellence of financial services institutions, market infrastructures, technology firms, service providers, and industry bodies across the Asia-Pacific region who ensure the highest compliance standards are upheld despite an ever-changing and increasingly complex regulatory landscape.

With the help of our esteemed panel of industry leading experts serving as judges, our Awards programme also recognises individual project implementations and industry initiatives that have helped to shape the regulatory landscape in Asia-Pacific over the course of the year.

As with previous years, our team ensure the Awards categories incorporate themes relevant to today’s regulatory landscape, such as increasing focus on fast-growing areas such as ESG and digital assets. In addition, we have split out awards for consultants, law firms and advisory services into their respective categories so more suitable comparisons can be made.

Our awards judges will evaluate, challenge and grade the submissions in each category, helping us to ensure a robust and fair process for all entrants. It is thanks to these industry experts that we continue to be considered the most rigorous and comprehensive Awards programme for the risk, regulatory, and compliance community in the Asia-Pacific region.

Submissions for the Regulation Asia awards are now open.

The complete lists of award winners in previous years are available here: 20222021 | 2020 | 2019 | 2018.

For enquiries, please email: awards@regulationasia.com

We invite organisations to enter a submission or nominate an outstanding project, initiative, team or individual

Why Enter?

  • Awards demonstrate the success of your organisation and validate its mission, people, and products for years to come
  • Leveraging awards is an excellent way to place your organisation front and centre and establish brand awareness
  • More than 40 executives across region will participate in the judging process, and you’ll have access to all of their comments about your entries; an invaluable resource
  • Get international recognition for your organisation, your team or your clients
  • Network with other executives from winning organisations around the world at an in-person awards gala in Singapore

2023 Awards for Excellence Winners

Bank Integrity & Resilience
Capital/Liquidity Calculation & Reporting Solution – Moody’s Analytics
Credit Risk Modelling & Management Solution – Moody’s Analytics
FRTB Solution – S&P Global Market Intelligence
Regulatory Change Management Initiative – Adenza
Excellence in Conduct Risk Management – LeapXpert
Use of Artificial Intelligence – DBS Bank
Consulting Firm of the Year – Accenture

Fraud & Financial Crime
KYC, CDD & Onboarding Solution – Fenergo
KYB & Entity Resolution – Know Your Customer
Client Lifecycle Management Solution – Fenergo
Due Diligence & Third Party Risk Solution- S&P Global Market Intelligence
Best Data Provider – Moody’s Analytics
AML/CFT Data, Analytics & Visualisation Solution – FTI Consulting
Transaction Monitoring Solution – NICE Actimize
TBML & Trade Compliance Solution – Lloyd’s List Intelligence
PEPs, Sanctions & Name Screening Solution – LSEG
Anti-fraud Solution – LexisNexis Risk Solutions
Anti-fraud Project of the Year – Group-IB
Excellence in Fraud Awareness and Education Programme – RCBC
Tax Reporting Solution – Regnology
Compliance Training Provider – GRC Solutions
Use of Artificial Intelligence – Bank of Singapore
Consulting Firm of the Year – FTI Consulting
Law Firm of the Year – Herbert Smith Freehills

Markets & Infrastructure
Exchange of the Year – National Stock Exchange of India
Market Surveillance Solution – Nasdaq
Trade Surveillance Solution – Nasdaq
Trade Reporting Solution – Broadridge
Market Infrastructure of the Year – DTCC
Reference Data Provider – ICE
Corporate Actions Solution – SmartStream Technologies
Shareholding Disclosure Solution – Artius Global
Consulting Firm of the Year – DTCC
Law Firm of the Year – Linklaters

Digital Assets
Travel Rule Compliance Solution – Notabene
Market & Trade Surveillance Solution – Eventus
KYT/Transaction Monitoring Solution – Elliptic
Investigations & Recovery Advisory – Chainalysis
Blockchain Analytics & Investigations Solution – Chainalysis
Institutional Custody & Asset-Servicing Solution – ChainUp
Excellence in Digital Assets Compliance Programme – HashKey Exchange
Consulting Firm of the Year – Synpulse
Law Firm of the Year – Clifford Chance

ESG & Sustainability
ESG Disclosure & Regulatory Reporting Solution – S&P Global Sustainable1
ESG Data & Analytics Solution – S&P Global Sustainable1
Climate Risk Modelling & Assessment Solution – ICE
Industry Collaboration of the Year – AXA (HK & Macau) & Capco (HK)
Law Firm of the Year – Mayer Brown
ESG Initiative of the Year – S&P Global Sustainable1

Industry Awards
Industry Association of the Year – ISDA
Outstanding Contribution to Regulatory Reforms – Accenture

Rising Stars
Transaction Monitoring Solution – HAWK:AI
PEPs, Sanctions & Name Screening Solution – Aereve
Consulting Firm of the Year (Market & Infrastructure) – PIVOT Consulting
ESG Data & Analytics Solution – Fair Supply
Digital Identity Verification Solution – Accura Scan

Highly Commended
Due Diligence & Third Party Risk Solution – S-RM
Data Provider (Fraud & Financial Crime) – Lloyd’s List Intelligence
Transaction Monitoring Solution – Feedzai
PEPs, Sanctions & Name Screening Solution – Ripjar Ltd
Trade Surveillance Solution – Verint
Market Infrastructure of the Year – Central Depository Services (India) Limited
ESG Data & Analytics Solution – ICE

2023 Judges

Regulation Asia prides itself on conducting a thorough awards review process. To complement the work of our editorial and research teams, we have selected a number of senior industry participants to serve on a judging panel to help during the review process. Our selection takes into account their involvement in the regulatory compliance domain, along with their exposure to the technology and services firms, in most cases having first hand experience from a practitioner’s perspective.

We would like to thank our esteemed judges for their participation in this year’s awards.

Submission Process

Entrants are allowed to apply for multiple categories, in separate submissions. Our evaluation team reserves the right to assess the submissions for their suitability in each category, and decide to have them judged in a different or, in some cases, multiple categories. Not all awards categories will have a winner declared.

Depending on the number and diversity of submissions received, some categories may be split off into subcategories and evaluated separately based on the specific regulatory requirements being addressed, and the types of firms providing solutions.

To encourage submissions, we do not ask for exhaustive detail of your projects at the entry stage, but we may later request additional information, seek responses to questions from judges, or request interviews with entrants. 

All submissions will need to be sent in via the online form, which also supports file uploads to allows entrants to supply any documentation in support of their submissions.


7 July 2023

Awards Programme Starts


13 July 2023

Awards Submissions Open


11 August 2023

Awards Entries Deadline


14 Aug – 6 Oct 2023

Awards Review Process


10 Oct 2023

Awards Announcement to selected companies


14 Nov 2023

Gala Awards Dinner, Singapore

Award Categories

A: Bank Integrity & Resilience

Best Capital/Liquidity Calculation & Reporting Solution
Best Modelling & Stress Testing Solution
Best Credit Risk Modelling & Management Solution
Best FRTB Solution
Best Regulatory Change Management Initiative
Excellence in Conduct Risk Management
Best Cloud Infrastructure for Bank Resilience
Best Use of Artificial Intelligence
Risk Management Professional of the Year (nomination only)
Consulting Firm of the Year

B: Fraud & Financial Crime

Best Digital Identity Verification Solution
Best KYC, CDD & Onboarding Solution
Best KYB & Entity Resolution Solution
Best Client Lifecycle Management Solution
Best Due Diligence & Third Party Risk Solution
Best Data Provider
Best AML/CFT Data, Analytics & Visualisation Solution
Best Transaction Monitoring Solution
Best TBML & Trade Compliance Solution
Best PEPs, Sanctions & Name Screening Solution
Best Anti Fraud Solution
Anti-fraud Project of the Year
Excellence in Fraud Awareness and Education Programme
Best Cybersecurity & Incident Management Solution
Best Tax Reporting Solution
Best Compliance Training Initiative / Provider
Best Cloud Infrastructure for Fraud & Financial Crime
Best Use of Artificial Intelligence
Industry Collaboration of the Year
Consulting Firm of the Year
Law Firm of the Year
Fraud & Financial Crime Professional of the Year (nomination only)

C: Markets & Infrastructure

Exchange of the Year
Best Market Surveillance Solution
Best Trade Surveillance Solution
Best Trade Reporting Solution
Market Infrastructure of the Year
Best Reference Data Provider
Best Corporate Actions Solution
Best Shareholding Disclosure Solution
Best Cloud Infrastructure for Capital Market
Best Use of Artificial Intelligence in Capital Markets
Market Infrastructure Professional of the Year (nomination only)
Consulting Firm of the Year
Law Firm of the Year

D: Digital Assets

Best Travel Rule Compliance Solution
Best Market & Trade Surveillance Solution
Best KYT/Transaction Monitoring Solution
Best Investigations & Recovery Advisory
Best Blockchain Analytics & Investigations Solution
Best Institutional Custody & Asset-Servicing Solution
Excellence in Digital Assets Compliance Programme
Industry Collaboration of the Year
Consulting Firm of the Year
Law Firm of the Year

E: ESG & Sustainability

Best ESG Disclosure & Regulatory Reporting Solution
Best ESG Data & Analytics Solution
Best Climate Risk Modelling & Assessment Solution
Industry Collaboration of the Year
Consulting Firm of the Year
Law Firm of the Year
ESG Initiative of the Year
ESG Professional of the Year (nomination only)

F: Industry Awards

Industry Association of the Year
Outstanding Contribution to Regulatory Reforms 
Rising Stars (nomination only)

Gala Dinner & Venue

JW Marriott Singapore South Beach

To celebrate this year, we are hosting over 250 award winners and industry friends at a leading five-star venue in Singapore. 

Tables will be available for reservation.

Address: 30 Beach Road, Singapore 189763
Phone: +65 6818 1888

Contact us

Table Sales

Nick Wakefield
Managing Director
nick@regulationasia.com

Awards Entry Enquiries

Manesh Samtani
Head of Content
manesh@regulationasia.com

Operations & Logistics

Una Chee
Senior Operations Manager
una@regulationasia.com