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7th Annual Regulation Asia Awards for Excellence

Asia-Pacific's leading regulatory awards programme

Welcome

Now in its seventh year, our awards programme annually celebrates the ongoing efforts and excellence of financial institutions, market infrastructures, technology firms, service providers, advisory firms, and industry bodies across Asia Pacific. We recognise their dedication to managing risks while upholding the resilience and integrity of Asia’s financial system and markets amidst an evolving and increasingly complex regulatory landscape.

Guided by a distinguished panel of industry veterans who serve as judges, our Awards programme also acknowledges individual project implementations and industry initiatives that have significantly influenced the regulatory landscape in Asia-Pacific throughout the year.

Consistent with previous years, the research-driven process ensures that the categories and themes remain timely, relevant, and aligned with today’s regulatory landscape. This includes an increasing focus on rapidly growing areas such as Fraud and Financial Crime, ESG, and digital assets. Additionally, we have consolidated advisory services for each category to facilitate more meaningful comparisons.

Our awards judges will meticulously evaluate, challenge, and score the submissions in each category, ensuring a robust and equitable process for all entrants. Thanks to these industry experts, our Awards programme continues to be recognised as the most rigorous and comprehensive focused on the Asia-Pacific risk, regulatory, and compliance community.

Submissions for the Regulation Asia awards are now open.

The complete lists of award winners in previous years are available here: 2023 | 20222021 | 2020 | 2019 | 2018.

For enquiries, please email: awards@regulationasia.com

We invite organisations to enter a submission or nominate an outstanding project, initiative, team or individual

Why Enter?

  • Awards demonstrate the success of your organisation and validate its mission, people, and products for years to come
  • Leveraging awards is an excellent way to place your organisation front and centre and establish brand awareness
  • More than 40 executives across region will participate in the judging process, and you’ll have access to all of their comments about your entries; an invaluable resource
  • Get international recognition for your organisation, your team or your clients
  • Network with other executives from winning organisations around the world at an in-person awards gala in Singapore

Exclusive Live Q&A Session on 18 July 2024!

Join us as we deep dive into the awards process and submissions with one of our industry expert judges. Reflect on past years’ winners and gain valuable insights on what it takes to stand out from the crowd.

📅 Date: 18 July 2024, Thursday
🕒 Time: 3pm SGT/HKT l 5pm AEST

Award Categories

A: Bank Risk, Resilience & Integrity

Best Regulatory Reporting Solution
Best Capital / Liquidity Management Solution
Best Credit Risk Modelling & Management Solution
Best FRTB Solution
Best Regulatory Change Management Initiative
Best Solution in Conduct Risk Management
Banking Advisory Firm of the Year
Banking Industry Collaboration of the Year

B: Fraud & Financial Crime

Best KYC & Onboarding Solution
Best KYB & Entity Resolution Solution
Best AML / CTF Data Solution
Best Due Diligence & Third Party Risk Solution
Best PEPs & Sanctions Screening Solution
Best TBML & Trade Compliance Solution
Best Transaction Monitoring Solution
Best Tax Reporting Solution
Best Client Lifecycle Management Solution
Best Enterprise Risk Scoring, Analytics and Management Solution
Best Use of AI for Fraud and Financial Crime Prevention
Best Anti-fraud Solution
Best Digital Identity, Biometrics or Authentication Solution
Best Operational Resilience Initiative
Investigative Firm of the Year
Best Compliance Training Initiative / Provider
Fraud & Financial Crime Program Advisory Firm of the Year
Fraud & Financial Crime Industry Collaboration of the Year
Excellence in Fraud Awareness and Education Programme

C: Markets & Infrastructure

Exchange of the Year
Emerging Markets Exchange of the Year
Best Market & Trade Surveillance Solution
Best Communications Surveillance Solution
Best Trade Reporting Solution
Best Reference Data Provider
Market Infrastructure of the Year
Capital Markets Advisory Firm of the Year
Capital Markets Industry Collaboration of the Year

D: Digital Assets

Best KYT / Transaction Monitoring Solution
Best Digital Asset Surveillance Solution
Best Blockchain Analytics & Investigations Solution
Best Digital Asset Risk & Reporting Solution
Digital Assets Advisory Firm of the Year
Digital Assets Industry Collaboration of the Year

E: ESG & Sustainability

Best ESG Disclosure & Reporting Solution
Best ESG Data & Analytics Solution
Best Climate Risk Management Solution
ESG Industry Collaboration of the Year
ESG Advisory Firm of the Year
ESG Initiative of the Year

F: Industry Awards

Industry Association of the Year
Outstanding Contribution to Regulatory Reforms
Regulatory Initiative Awards

G: Rising Stars

2024 Judges

Regulation Asia prides itself on conducting a thorough awards review process. To complement the work of our editorial and research teams, we have selected a number of senior industry participants to serve on a judging panel to help during the review process. Our selection takes into account their involvement in the regulatory compliance domain, along with their exposure to the technology and services firms, in most cases having first hand experience from a practitioner’s perspective.

Submission Process

Entrants are allowed to apply for multiple categories, in separate submissions. Our evaluation team reserves the right to assess the submissions for their suitability in each category, and decide to have them judged in a different or, in some cases, multiple categories. Not all awards categories will have a winner declared.

Depending on the number and diversity of submissions received, some categories may be split off into subcategories and evaluated separately based on the specific regulatory requirements being addressed, and the types of firms providing solutions.

To encourage submissions, we do not ask for exhaustive detail of your projects at the entry stage, but we may later request additional information, seek responses to questions from judges, or request interviews with entrants. 

All submissions will need to be sent in via the online form, which also supports file uploads to allows entrants to supply any documentation in support of their submissions.


17 June 2024

Awards Programme Starts


24 June 2024

Awards Submissions Open


26 July 2024

Awards Entries Deadline


29 Jul – 30 Sep 2024

Awards Review Process


1 Oct 2024

Awards Announcement to selected companies


4 Nov 2024

Gala Awards Dinner, Singapore

2023 Winners

Gala Dinner & Venue

To celebrate this year, we are hosting over 250 award winners and industry friends at a leading five-star venue in Singapore. 

Tables will be available for reservation.


Contact us

For awards entry queries, kindly email to awards@regulationasia.com.